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15 April 1997 | Volume 126 Issue 8 | Pages 629-637
Purpose: To review recent developments in the diagnosis, clinical epidemiology, pathology, and management of atherosclerosis of the thoracic aorta, especially atherosclerosis of the thoracic aorta as a source of embolization. UPDATE
Atheromatous Disease of the Thoracic Aorta: Pathologic and Clinical Implications
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Study Selection: English-language publications on atherosclerosis of the thoracic aorta were selected.
Data Synthesis: During the last 6 years, the increasing use of transesophageal echocardiography has shown that atherosclerotic plaque in the thoracic aorta is a source of otherwise unexplained embolic events, including stroke, transient ischemic attack, and peripheral emboli. Retrospective studies have documented a strong independent association between larger lesions (4 mm to 5 mm) and previous embolic disease, and prospective studies have shown that patients with these lesions have a high risk for future events (in one study, the risk for stroke was 12%; in another, the risk for cerebral or peripheral events was 33% in a follow-up period of just 14 months). These lesions also pose a serious risk for embolization caused by manipulation of the aorta during catheterization, intra-aortic balloon-pump placement, and cannulation of the aorta for heart surgery. Pathologic examination has shown atherosclerotic plaque, often with superimposed thrombi that account for the mobile components seen on transesophageal echocardiography. The management of patients who have atherosclerotic lesions in the thoracic aorta has not been determined prospectively. However, anticoagulation may help prevent emboli, as it does for patients who have thrombi in other locations, such as the left atrium and the left ventricle.
Conclusions: Protruding atherosclerotic lesions in the thoracic aorta, often with superimposed mobile thrombi, are an important cause of embolic disease. Transesophageal echocardiography should be considered in the work-up of patients who have unexplained embolic events.
Modern clinical experience has indicated that as many as 40% of strokes are still of undetermined cause. The routine evaluation of patients with stroke and peripheral emboli has included the inspection of the carotid arteries and the heart; however, transthoracic echocardiography has had frustratingly negative results in most of these patients. The advent of transesophageal echocardiography has made possible the relatively noninvasive, clear visualization of the aortic arch and the descending thoracic aorta. This procedure can safely be done at the bedside, while patients are awake, and with a very low risk for complications [4].
In the search for a source of embolization, transesophageal echocardiography has revealed dramatic abnormalities of the thoracic aorta (Figure 1, Figure 2, and Figure 3). In 1990, we reported a new finding in three patients who had embolic disease [5]. In these patients, transesophageal echocardiography showed striking, protruding atheromas in the aortic arch with components that were seen to move independently with blood flow. Since 1990, much has been learned about atherosclerotic disease of the thoracic aorta and its relation to embolic events. In this article, we review the developments that have been made in this area during the previous 6 years, including important advances in pathology, clinical epidemiology, diagnosis, and management.
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Methods
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Observational Studies
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Two years later, Toyoda and associates [8] reported on 62 patients with embolic stroke who were studied with transesophageal echocardiography. Twenty-six of these patients (42%) had protruding atheromas in the aortic arch, and 52 had possible embolic sources other than these atheromas. Of the 10 patients who did not have an additional possible source of the embolism, 3 had protruding atheromas.
To evaluate the frequency of aortic plaque or thrombi that could embolize to the brain, Amarenco and coworkers [9] studied 12 patients who had cerebral infarction of undetermined cause. Transesophageal echocardiography showed an echogenic mass in the aortic arch in 6 of these patients. Lesions were pedunculated in 1 patient or broad based in 5 patients; each lesion had an irregular surface and an intraluminal protrusion ranging from 3 mm to 15 mm. Simons and associates [10] studied 8 patients who had peripheral embolization. In each of these patients, severe aortic disease with protruding or mobile atheromas was seen on transesophageal echocardiography. Using transesophageal echocardiography, Horowitz and colleagues [11] found mobile aortic plaques in 7 of 183 patients (4%) with brain ischemia.
Case-Control Study
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The odds ratio for the occurrence of symptoms in the presence of protruding atheromas was 3.2 (95% CI, 1.6 to 6.5; P < 0.001). Eleven case-patients had mobile components to their protruding atheromas. Strikingly, no control had a mobile lesion. The 33 symptomatic patients with protruding atheromas had a total of 43 embolic episodes. Thirty-three of these episodes were neurologic (21 strokes and 12 transient ischemic attacks), and 10 involved the peripheral circulation (1 was in the kidney, 1 was in the arm, and 1 was in the leg [8]). It was hypothesized that right brain emboli would be less likely to occur than left brain or peripheral emboli because atheromas located in the aortic arch are more often distal to the innominate artery. This was confirmed by the finding that only 8 embolic episodes (18%) involved the right brain and 31 (72%) involved the left brain or the peripheral circulation (P < 0.005).
Prospective Studies
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This prospective study showed a trend toward increased mortality in patients with protruding atheromas (9 deaths [21%]) compared with controls (6 deaths [14%]), but this difference was not statistically significant. Among the 9 patients with atheromas who died, death was related to vascular events in 5 patients: 2 who had fatal strokes and 3 who had multiple-organ ischemia. The other 4 patients with atheromas died of causes that had no clear relation to their aortic atheromas (1 had sudden death, 1 died of congestive heart failure, 1 died of pulmonary embolus, and 1 died of bleeding complications after heart surgery). Among the 6 controls who died, death was due to nonembolic complications of heart surgery in 2 controls, to stroke in 1 control, to myocardial infarction in 1 control, to ventricular fibrillation caused by sarcoid heart disease in 1 control, and to stomach carcinoma in 1 control. Thus, the incidence of death related to vascular events was higher in patients with atheroma (5 of 9 patients with atheroma [56%] compared with 1 of 6 controls [17%]), although this trend did not reach statistical significance (P = 0.09).
An important group comprised the 14 patients (33%) with protruding atheroma who did not have a history of embolization before having transesophageal echocardiography. These patients had been referred for transesophageal echocardiography because of valve disease (n = 8), possible endocarditis (n = 4) (the study results were negative for vegetations), and coronary artery disease (n = 1) and to rule out aortic atheroma before cardiopulmonary bypass surgery (n = 1). Vascular events occurred during the follow-up period in 6 of these 14 patients (43%). One patient died after ischemia of the bowel, kidney, and lower extremities. In other patients, two embolic events involved the legs, two involved the eye, and one involved the brain. Univariate analysis identified protruding atheromas (P = 0.002) and diabetes (P = 0.04) as significant correlates of these future vascular events; multivariate analysis showed that only protruding atheromas independently predicted future events. Thus, the incidence of future vascular events (33%) in the patients with a history of embolic events (which may in itself be considered a risk factor) was not greater than the incidence of these events (43%) in the group with no history of embolization.
Recently, 331 patients 60 years of age or older who were consecutively admitted to the hospital with brain infarction were evaluated by transesophageal echocardiography and followed for 2 to 4 years [14]. The incidence of recurrent brain infarction was 11.9 per 100 person-years of follow-up in patients who had aortic plaque thickness of at least 4 mm; the risk for any vascular event was 26%. In contrast, the incidence of recurrent brain infarction per 100 person-years was 3.5 in those with aortic wall thicknesses of 1 mm to 3.9 mm and 2.8 in those with aortic wall thicknesses less than 1 mm. Multivariate analysis showed that the larger aortic plaques were independent predictors of recurrent brain infarction (relative risk, 3.8 [CI, 1.8 to 7.8]; P = 0.001). Larger plaques were also significantly associated with all vascular events (relative risk, 3.5 [CI, 2.1 to 5.9]; P < 0.001).
Taken together, these studies indicate that although protruding atheromas in the thoracic aorta may be a marker for diffuse atherosclerosis, they are also likely to be a source of emboli in patients with and patients without other potential sources of embolization, such as demonstrable carotid stenosis. This conclusion is even more plausible in patients who have carotid lesions that are on the contralateral side and thus cannot be responsible for neurologic symptoms.
Association of Protruding Atheromas in the Aortic Arch with Carotid Artery Disease
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Clinical-Pathologic Correlations
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Mobile components of protruding atheromas in the aortic arch were seen on transesophageal echocardiography in two patients who later had endarterectomy of the aortic arch [19, 20]. The material removed from the aortic arch consisted of atherosclerotic plaque with superimposed thrombi (Figure 4 and Figure 5). Nevertheless, the exact composition of protruding atheromas seen on transesophageal echocardiography has not been definitively established in any large group of patients. The echocardiographic image cannot distinguish among blood clots, fibrin, or flail segments of ruptured plaques. Given the experience of the two patients mentioned above, however, as well as the experiences of others who have subsequently had surgery at our institution, it seems likely that the mobile components seen on transesophageal echocardiography are thrombi. In addition, the two patients mentioned above had thrombi surgically removed from their femoral arteries after embolic events; this is further evidence that the mobile components seen in their aortic arches were thrombi. Nihoyannopoulos and associates [21] described 3 patients whose aortic lesions contained mobile components that proved to be thrombi at surgery.
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Several reports have noted that the mobile component in the aortic arch disappeared after anticoagulation [22, 23] or thrombolytic therapy [24]. The instability of these lesions was further underlined in a recent transesophageal echocardiographic study of natural history in patients with protruding atheromas in the aorta [25]. The investigators for this study found that of 18 patients with protruding atheromas (defined as a lesion of 5 mm or mobile lesions or both) who had a follow-up study, 11 (61%) developed a new mobile lesion. Of the 10 patients who had a mobile lesion on the first study and had a follow-up study, 7 (70%) had resolution of a specific previously documented mobile lesion. Thus, it is common for patients with protruding aortic atheromas to develop superimposed mobile lesions (presumably thrombi). It is also common for these mobile components to disappear, possibly because of intrinsic thrombolysis, although they may also disappear because they break loose and embolize.
In an autopsy study by Amarenco and associates [17], atherosclerotic ulcers were common but super-imposed thrombi on atherosclerotic plaques were not seen. The reason for the discrepancy between these pathologic findings and surgical evidence or transesophageal echocardiographic images of protruding masses with mobile components has not been established. It is likely, however, that part or all of the mobile components disappeared after death as a result of clot lysis or during preparation of the aorta for pathologic examination, which included cleaning and flushing of the intimal surfaces. This hypothesis is supported by information in the recent autopsy series by Khatibzadeh and coworkers [26], who examined the thoracic aorta for atherosclerotic disease in 120 consecutive autopsies and found thrombi in 17 cases. Pathologic evidence of embolization was present in 40 patients, and 68% of these patients had complicated plaques (defined as plaques that included ulceration, debris, or thrombi) in the aorta. Complicated plaques were present in only 34% of persons without embolism. Logistic regression analysis found that embolization was associated with complicated plaques in the thoracic aorta, severe carotid disease, and atrial fibrillation.
An additional, different clinical picture-the classic atheroemboli syndrome-is associated with aortic atherosclerosis. This well-described syndrome consists of renal insufficiency, skin lesions, blue toes, and multisystem findings caused by embolic phenomena [27]. It can occur spontaneously but frequently results from arterial manipulation, such as cardiac catheterization and aortotomy during coronary artery bypass surgery. In this syndrome, cholesterol emboli occlude the lumina of small arteries; they can be seen as refractile bodies within the retinal arteries and can be diagnosed microscopically in biopsy specimens from the skin, muscle, or kidney. Protruding atheromas, frequently with mobile components, have recently been seen on transesophageal echocardiography in patients in whom cholesterol emboli syndromes occur spontaneously or after aortic manipulation. Characteristic microscopic findings were seen in biopsy specimens from the skin, muscle, and kidney [28, 29].
Embolization during Invasive Procedures
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Embolic Potential of Atherosclerotic Lesions during Open-Heart Surgery
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Intraoperative transesophageal echocardiography was used to study 130 patients older than 65 years of age who were having surgery that involved cardiopulmonary bypass [35]. Twenty-three patients (18%) had atheromas that protruded into the aortic arch. The incidence of stroke was significantly higher in patients with protruding atheromas (3 of 23 [15%]) than in those without protruding atheromas (2 of 107 [2%]) (P < 0.05). Although the numbers are small, it should be noted that the 2 patients without protruding atheromas who developed stroke also had prosthetic aortic valves. Furthermore, the neurologic symptoms of these patients were not present when the patients awoke from anesthesia; they appeared in the days after surgery. In contrast, the patients with protruding atheromas awoke with their neurologic symptoms already present. It is therefore likely that the protruding atheromas embolized during surgery. A convincing example was noted in one of these patients, in whom the aortic arch was imaged throughout the cannulation of the aortic arch for cardiopulmonary bypass. The cannula could be seen moving through the mobile component of the atheroma, which then disappeared. The patient had an intraoperative stroke.
The results of these studies led to a change in surgical technique that was designed to avoid dislodging the protruding atheroma. In a prospective comparison, strokes occurred in three of seven patients who had the unmodified procedure; no strokes were seen in the five patients who had the modified procedure. The numbers are again small, and the difference was not statistically significant, but it is possible that a change in technique may prevent embolic stroke or peripheral embolization in selected patients.
Several approaches to this problem have been developed. The most radical is to debride the aortic arch under profound hypothermic circulatory arrest before cardiopulmonary bypass. A less radical approach includes avoiding the atheroma by selecting a site for cannulation that is distal to the site of atheroma. The latter technique may prevent intraoperative embolic stroke, but it leaves the atheroma within the aorta and exposes the patient to a potentially higher risk for embolization in the future.
Wareing and coworkers [36] evaluated the ascending aorta in 500 patients older than 50 years of age who had various cardiac operations. Sixty-eight patients (13.6%) had significant atherosclerotic disease in the ascending aorta and were thought to be at increased risk for the development of embolic complications. In these patients, one or more of several modifications of the standard technique was used. These modifications included alterations in the site of aortic cannulation as well as in the techniques of aortic clamping, attachment of vein grafts, and cannulation for the infusion of cardioplegic solution. Ten patients with severe diffuse atheromatous disease had graft replacement of the ascending aorta with hypothermic circulatory arrest, without aortic clamping. Of 68 patients with significant atheromatous disease who had surgery that used a modified technique, only 1 had a reversible ischemic neurologic deficit and none had a permanent intraoperative stroke.
Management
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Transesophageal echocardiography has been shown to be superior to transthoracic echocardiography in locating and identifying embolic sources in patients with cardiogenic embolism. Conditions such as left atrial thrombus, spontaneous left atrial echocardiographic contrast, patent foramen ovale, atrial septal aneurysm, and valvular vegetations are diagnosed with increased sensitivity by transesophageal echocardiography [37]. The aortic arch and the descending thoracic aorta are not well visualized on transthoracic echocardiography and are seen with high resolution on transesophageal echocardiography. The sensitivity and specificity of transesophageal echocardiography for potentially embolic aortic lesions cannot be determined: Even pathologic specimens may not reflect the presence of thrombi in vivo, and no other gold standard exists.
Figure 6 shows an algorithm for the use of ultrasonography in the diagnosis of the source of cerebral and peripheral embolization. As can be seen in this figure, transesophageal echocardiography is indicated when a source of embolization has not been found on other vascular ultrasonographic studies or transthoracic echocardiography.
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Therapy
The proper management of patients with protruding aortic atheromas is not yet known. It may be logical, however, to administer anticoagulation to patients whose atheromas have mobile components, because these components have been proven to be thrombi in a small number of patients and have been noted to disappear during anticoagulation therapy. Craig and colleagues [38] recently showed that the mobile elements of atheromas in the aortic arch disappeared or decreased in size while patients were receiving warfarin therapy and that no embolic events occurred during follow-up in a small number of patients. However, the riskbenefit ratio for warfarin therapy needs to be evaluated further. In addition to the widely known complications of anticoagulant therapy, bleeding into atherosclerotic plaques with plaque rupture and cholesterol embolization have been attributed to anticoagulation therapy in a few reports [39, 40]. The value of antithrombotic agents (aspirin or ticlopidine) in patients with aortic atherosclerosis is not known. Successful thrombolysis was described in a single case [24], but it is theoretically possible that thrombolytic agents could selectively lyse the stalk of pedunculated lesions, releasing the bulk of the lesions into the bloodstream as emboli.
Aortic endarterectomy has been done in selected patients, including those in whom cardiac surgery was planned and was not planned. In one study [41], 12 patients were treated surgically. In all of these patients, transesophageal echocardiography showed protruding atheromas, many of which had mobile components. Arterial cannulation was distal to the left carotid artery in 9 patients, in the femoral artery in 2 patients, and in the ascending aorta in 1 patient to avoid the atheromas in the aortic arch. Under circulatory arrest and with the tympanic membrane temperature at 15 °C, the aortic arch was opened and the atherosclerotic plaques were gently debrided. One patient died of intraoperative aortic dissection, and one had postoperative confusion (which cleared) and a small parietal infarction on computed tomography. The 11 survivors were followed for 1.5 to 24 months (mean, 12 months). One case of sudden death occurred at 8 months, and one peripheral embolus to the toes occurred at 3 months. No cerebral emboli occurred. An antiplatelet agent or warfarin was used in all patients.
Surgical removal of atheromas of the aortic arch may eventually become an option in patients with severe embolic symptoms and may also be considered if atheromas are discovered with intraoperative transesophageal echocardiography. Although aortic surgery for atherosclerotic disease is technically possible, the exact risks and long-term results of this procedure are not yet known. The indications for such surgery, as well as the short- and long-term effects of this treatment compared with those of anticoagulation therapy, are also not known. At our institution, a surgical approach to the clinical problem of embolization from the aorta is reserved for highly selected patients who have had recurrent events and are good surgical candidates.
Conclusions
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Author and Article Information
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References
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J. L. Blackshear, L. A. Pearce, R. G. Hart, M. Zabalgoitia, A. Labovitz, R. W. Asinger, and J. L. Halperin Aortic Plaque in Atrial Fibrillation : Prevalence, Predictors, and Thromboembolic Implications Stroke, April 1, 1999; 30(4): 834 - 840. [Abstract] [Full Text] [PDF] |
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R. C. King, R. C. Kanithanon, K. S. Shockey, W. D. Spotnitz, C. G. Tribble, and I. L. Kron Replacing the atherosclerotic ascending aorta is a high-risk procedure Ann. Thorac. Surg., August 1, 1998; 66(2): 396 - 401. [Abstract] [Full Text] [PDF] |
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