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BRIEF COMMUNICATION

Serodiagnosis and Monitoring of Aspergillus Infections after Lung Transplantation

right arrow J.F. Chris Tomee, MD, MSc; Gregor P.M. Mannes, MD; Wim van der Bij, MD, PhD; Tjip S. van der Werf, MD, PhD; Wim J. de Boer, MD; Gerard H. Koeter, MD, PhD; and Henk F. Kauffman, PhD

1 August 1996 | Volume 125 Issue 3 | Pages 197-201

Objective: To determine whether quantification of specific antifungal antibody responses in serum can provide supplemental information for the diagnosis of Aspergillus fumigatus infections and the monitoring of antifungal treatment in patients after lung transplantation.

Design: Retrospective study.

Setting: Center for lung transplantation, University Hospital Groningen, the Netherlands.

Patients: 4 patients with proven A. fumigatus infections after lung transplantation and fatal outcome.

Measurements: The IgG antibody response specific for A. fumigatus antigens was measured by enzyme-linked immunosorbent assay and was compared with radiographic features, cytologic findings, microbiological cultures, and clinical diagnosis.

Results: Increasing IgG antibody responses specific for A. fumigatus antigens closely paralleled cytologic or microbiological identification of A. fumigatus from bronchoalveolar lavage fluid and decrease of lung function. Increasing specific IgG antibody responses were found to precede radiographic identification of lung cavitation by 1 to 2 weeks, precede the diagnosis of aspergillosis by 2 to 20 weeks, and detect fungal reinfection. In most cases, successful antifungal treatment decreased specific IgG antibody response. A decrease in specific IgG antibody response correlated with the inability to culture or identify A. fumigatus in bronchoalveolar lavage fluid and with radiographic and clinical improvement.

Conclusions: Specific IgG antibody responses in serum correlate with radiographic, cytologic, and microbiological findings and with the clinical diagnosis of A. fumigatus infections in patients who have had lung transplantation. Increased IgG antibody responses in serum may provide important information that is helpful in the diagnosis and early treatment of pulmonary fungal infections and in monitoring antifungal treatment.


Isolated lung and heart-lung transplantation have become accepted approaches for treating end-stage pulmonary disease [1, 2]. Since the earliest reports from major heart-lung transplantation centers [3, 4], it has become increasingly clear that this group of allograft recipients is prone to opportunistic infections, particularly those of the airways [5]. Recent studies [6] indicate that bacterial and viral infections constitute the largest group of infections in patients after lung transplantation. Fungal infections are less common, but often fatal [6]. Disseminated fungal infections occur most often during severe rejection, bacterial or viral infection, or other concurrent complications. In such situations, antifungal prophylaxis is sometimes used and may be warranted. For the diagnosis of fungal infections, positive cultures and histologic evidence of tissue invasion are required [7]. We present data from serologic monitoring done in four patients after lung transplantation and during Aspergillus fumigatus infection and antifungal treatment. We show the potential value of serologic testing in monitoring A. fumigatus infections in lung transplant recipients.


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Patients

Between 1990 and 1994, 56 patients received lung transplants at the University Hospital Groningen, the Netherlands; these patients had a 1-year survival rate of 84%. We reviewed the data of four male patients, 33 to 58 years of age, who had received lung transplants in 1993 and had had at least one episode of proven A. fumigatus infection. The indications for lung transplantation were emphysema in two patients and cystic fibrosis in two patients. The diagnosis of invasive fungal infection required isolation of fungus from a normally sterile site or evidence of fungal tissue invasion in a biopsy specimen. Key clinical and laboratory findings of the patients are summarized in Table 1.


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Table 1. Clinical and Laboratory Findings of Patients Receiving Lung Transplants*

 

Serum Specimens

Serum samples from all four patients were collected after lung transplantation and stored at – 20 °C. A positive reference serum sample was prepared by pooling the serum specimens of several patients with diseases related to A. fumigatus. These patients (who had pulmonary aspergilloma or allergic bronchopulmonary aspergillosis) showed high IgG antibody titers specific for A. fumigatus on enzyme-linked immunosorbent assay (ELISA) and had high numbers of precipitins on double immunodiffusion tests.

Immunochemical Procedures

We measured the IgG antibody response specific for A. fumigatus antigens (A. fumigatus IgG) retrospectively and in batches by a direct ELISA procedure [8] with late-phase Sabouraud dextrose culture filtrates as previously described [9]. The results are expressed as ELISA units as previously described [8].


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The A. fumigatus IgG levels for patient 1 during disease progression and treatment are shown in Figure 1. Before lung transplantation, this patient's A. fumigatus IgG levels were low (data not shown). After lung transplantation, these levels remained low for 246 days. Within 21 days after this period (246 to 267 days after transplantation), the levels increased sharply, approximately 1 to 2 weeks before cavitations were seen in the left lung (day 275 after transplantation) and in the right lung (day 281 after transplantation) (Figure 1). In the following period, A. fumigatus IgG levels remained high and even increased slightly. When aspergilloma could be diagnosed by transthoracic puncture on day 408 after transplantation, the levels were still elevated (Figure 1). During antifungal treatment, the levels steadily decreased until day 587 after transplantation, although sputum samples repeatedly grew A. fumigatus. When fungal reinfection was diagnosed by transthoracic puncture on day 688 after transplantation, the A. fumigatus IgG level had sharply increased.



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Figure 1. Aspergillus fumigatus IgG readings from enzyme-linked immunosorbent assay (ELISA) of patient 1 plotted against time. Arrow 1 indicates day of cavitation of left upper lobe, arrow 2 indicates day of cavitation of right upper lobe, arrow 3 indicates day of diagnosis of aspergilloma of the left upper lobe, and arrow 4 indicates day of diagnosis of fungal reinfection of the left upper lobe. The dashed line represents an interpolation of the A. fumigatus IgG response; no serum specimens were available during this period.

 

Data from the four patients are summarized in Table 1. Increasing A. fumigatus IgG levels closely paralleled cytologic or microbiological identification of A. fumigatus from bronchoalveolar lavage fluid (patient 3), deterioration of lung function, the development of an infiltrate on the radiograph, clinical symptoms, and the diagnosis of organizing pneumonia with A. fumigatus (patient 2).

Increasing A. fumigatus IgG levels were found to precede radiographic identification of lung cavitations (by 1.5 weeks in patient 3 and by 1 to 2 weeks in patient 1), the diagnosis of aspergilloma by radiologic and cytologic examination of bronchoalveolar lavage fluid (by 1.5 weeks in patient 3) or by cytologic examination of material obtained by transthoracic puncture (by 20 weeks in patient 1), and the diagnosis of thoracotomy wound infection (by 2 weeks in patient 4) (Table 1). In patient 1, highly elevated A. fumigatus IgG levels were found at the time of fungal reinfection and may have increased before reinfection was diagnosed (Figure 1). However, because no serum specimens were available between 587 and 688 days after transplantation, we could not test this assumption. The rate of increase of A. fumigatus IgG levels was remarkable; titers changed within 2 weeks from negative to strongly positive values in all patients studied (data not shown).

Successful antifungal treatment was reflected by clinical improvement in all patients and by decreasing A. fumigatus IgG levels in three patients (patients 1, 2, and 3). Decreasing A. fumigatus IgG levels correlated with the inability to culture or identify A. fumigatus from bronchoalveolar lavage fluid (patients 1 and 3) and with radiographic improvement (patients 1 and 2). In all patients, A. fumigatus IgG levels peaked 2 to 3 weeks after initiation of liposomal amphotericin B treatment and again after itraconazole treatment Figure 1, as previously described; this outcome may have reflected the liberation of antigen after the killing of the microorganism [10].


Discussion
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We present data from four retrospectively studied patients, who had proven A. fumigatus infections after lung transplantation and fatal outcome. These data show a close correlation between A. fumigatus IgG levels measured in serum and radiographic features, cytologic and microbiological findings, and the clinical diagnosis of fungal disease.

Two of the four patients had a clear diagnosis of aspergilloma formation either in one of the transplanted lungs (patient 1) or in the native lung (patient 3). One patient (patient 2) presented with organizing pneumonia with A. fumigatus, and another patient (patient 4) developed A. fumigatus infection of the thoracotomy wound. All patients were treated systemically with itraconazole, liposomal amphotericin B, or both; they improved considerably with treatment. Antifungal treatment of the fungal reinfection in patient 1 was not successful. The increase in A. fumigatus IgG levels in patient 2 that occurred 222 days after transplantation may have indicated reinfection with A. fumigatus at a subclinical level. However, no evidence of reinfection was found at autopsy. In patient 1, however, reinfection with A. fumigatus was reflected by an increased A. fumigatus IgG response and was confirmed by transthoracic puncture and autopsy. In patient 4, A. fumigatus IgG levels did not decrease after liposomal amphotericin B treatment was stopped until 243 days after transplantation (data not shown).

After lung transplantation, patients are at high risk for infections of the lung and airways [5]. This is generally attributed to a decrease in both the humoral and the cellular immune defenses, which is caused by immunosuppressive therapy. This assumption was supported by recent in vitro studies [11] that showed decreased IgG formation by B cells in the presence of alveolar macrophages in patients after lung transplantation.

In contrast to these in vitro studies, we found A. fumigatus IgG levels to be as high as or higher than the levels found in serum specimens from patients with aspergilloma (without lung transplantation) or exacerbation of allergic bronchopulmonary aspergillosis. Additionally, dramatic changes in A. fumigatus IgG levels from negative to strongly positive values within 2 to 3 weeks indicate that the immune suppression therapy used to prevent rejection does not impair the humoral immune response to invading fungi. Thus, the high susceptibility to fungal infection of this patient group is not explained by a diminished humoral immune response. Our observations are similar to those seen in patients with cytomegaloviral infections after lung transplantation, in whom high antibody responses in serum can be detected during infection episodes [12].

Fungal infections are a major concern; those caused by A. fumigatus are especially serious given the high mortality rate caused by this microorganism [13]. In addition to being a direct cause of death, frequent infection may lead to long-term sequelae associated with increased episodes of rejection and possibly to the development of obliterative bronchiolitis. An association of pulmonary bacterial infections [14] and particularly viral infections [15] with obliterative bronchiolitis has been described.

The diagnosis of fungal infection is difficult and often is not established before death [16]. A slight increase in body temperature and new infiltrations on chest radiography are not specific for fungal infection. Chest radiographs [17] and spirometric findings [18] are abnormal in both rejection and infection of the lungs. Besides, patients may have pulmonary infections with A. fumigatus even though chest radiography shows a normal appearance [19]. Recent studies [5] have shown that invasive A. fumigatus can be found during the autopsies of patients not suspected of having invasive disease.

Patients are susceptible to lung rejection and infection after lung transplantation, two recurrent problems that require early and accurate diagnosis and treatment. Transbronchial biopsy improves the accuracy of diagnosis of acute lung rejection and often allows the distinction to be made between rejection and infection [20]. Our study, although limited in size, suggests that elevated A. fumigatus IgG serum levels in lung allograft recipients may provide supplemental information helpful in diagnosing and treating pulmonary Aspergillus infections and in monitoring the success of antifungal treatment. The sensitivity and specificity of A. fumigatus IgG serologic testing in a larger group of patients who have had lung transplantation are currently being studied.

Dr. Mannes: Department of Pulmonology, Leyenburg Hospital, Leyweg 275, 2545 CH The Hague, the Netherlands.

Drs. van der Bij, van der Werf, and Koeter: Department of Pulmonology, Clinic for Internal Medicine, University Hospital Groningen, Hanzeplein 1, 9713 gZ Groningen, the Netherlands.

Dr. de Boer: Department of Cardiothoracic Surgery, University Hospital Groningen, Hanzeplein 1, 9713 gZ Groningen, the Netherlands.


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From University Hospital Groningen, Groningen, the Netherlands.
Acknowledgments: The authors thank Professor Dr. Lou de Ley (Department of Clinical Immunology, University Hospital, Groningen, the Netherlands) for providing serum samples from the patients in this study and Mr. Hein Lange (Department of Allergology, University Hospital, Groningen, the Netherlands) for his skillful technical assistance on ELISA procedures.
Grant Support: In part by grant 94.15 from the Dutch Asthma Foundation.
Requests for Reprints: H.F. Kauffman, PhD, Department of Allergology, Clinic for Internal Medicine, University Hospital Groningen, Hanzeplein 1, 9713 gZ Groningen, the Netherlands.
Current Author Addresses: Dr. Tomee and Dr. Kauffman: Laboratory for Allergology, Clinic for Internal Medicine, University Hospital Groningen, Hanzeplein 1, 9713 gZ Groningen, the Netherlands.


References
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1. Egan TM, Westerman JH, Lambert CJ Jr, Detterbeck FC, Thompson JT, Mill MR, et al. Isolated lung transplantation for end-stage lung disease: a viable therapy. Ann Thorac Surg. 1992; 53:590-6.

2. Smyth RL, Higenbottam TW, Scott JP, Wallwork J. Transplantation of the lungs. Respir Med. 1989; 83:459-66.

3. Dummer JS, Montero CG, Griffith BP, Hardesty RL, Paradis IL, Ho M. Infections in heart-lung transplant recipients. Transplantation. 1986; 41:725-9.

4. Brooks RG, Hofflin JM, Jamieson SW, Stinson EB, Remington JS. Infectious complications in heart-lung transplant recipients. Am J Med. 1985; 79:412-22.

5. Kramer MR, Marshall SE, Starnes VA, Gamberg P, Amitai Z, Theodore J. Infectious complications in heart-lung transplantation. Analysis of 200 episodes. Arch Intern Med. 1993; 153:2010-6.

6. Maurer JR, Tullis DE, Grossman RF, Vellend H, Winton TL, Patterson GA. Infectious complications following isolated lung transplantation. Chest. 1992; 101:1056-9.

7. McDougall JC, Vigneswaran WT, Peters SG, Marshall WT, McGregor CG. Fungal infection of the contralateral native lung after single-lung transplantation. Ann Thorac Surg. 1993; 56:176-8.

8. Tomee JF, Dubois AE, Koeter GH, Beaumont F, van der Werf TS, Kauffman HF. Specific IgG4 responses during chronic and transient antigen exposure in aspergillosis. Am J Respir Crit Care Med. [In press].

9. Tomee JF, Kauffman HF, Klimp AH, de Monchy JG, Koeter GH, Dubois AE. Immunologic significance of a collagen-derived culture filtrate containing proteolytic activity in Aspergillus-related diseases. J Allergy Clin Immunol. 1993; 93:768-78.

10. Tomee JF, van der Werf TS, Latge JP, Koeter GH, Dubois AE, Kauffman HF. Serologic monitoring of disease and treatment in a patient with pulmonary aspergilloma. Am J Respir Crit Care Med. 1995; 151:199-204.

11. Wilkes DS, Neimeier M, Mathur PN, Soliman DM, Twigg HL 3d, Bowen LK, et al. Effect of human lung allograft alveolar macrophages on IgG production: immunoregulatory role of Interleukin-10, transforming growth factor-ß, and interleukin-6. Am J Respir Cell Mol Biol. 1995; 13:621-8.

12. Van der Giessen M, van den Berg AP, van der Bij W, Postma S, van Son WJ, The TH. Quantitative measurement of cytomegalovirus-specific IgG and IgM antibodies in relation to cytomegalovirus antigenaemia and disease activity in kidney transplant recipients with an active cytomegalovirus infection. Clin Exp Immunol. 1990; 80:56-61.[Medline]

13. Paradis IL, Williams P. Infection after lung transplantation. Semin Respir Infect. 1993; 8:207-15.

14. Flume PA, Egan TM, Paradowski LJ, Detterbeck FC, Thompson JT, Yankaskas JR. Infectious complications of lung transplantation. Impact of cystic fibrosis. Am J Respir Crit Care Med. 1994; 149:1601-7.

15. Duncan SR, Paradis IL, Yousem SA, Similo SL, Grgurich WF, Williams PA, et al. Sequelae of cytomegalovirus pulmonary infections in lung allograft recipients. Am Rev Respir Dis. 1992; 146:1419-25.

16. Weiland D, Ferguson RM, Peterson PK, Snover DC, Simmons RL, Najarian JS. Aspergillosis in 25 renal transplant patients. Epidemiology, clinical presentation, diagnosis, and management. Ann Surg. 1983; 198:622-9.

17. Medina LS, Siegel MJ, Glazer HS, Anderson DJ, Semenkovich J, Bejarano PA, et al. Diagnosis of pulmonary complications associated with lung transplantation in children: value of CT vs histopathologic studies. AJR Am J Roentgenol. 1994; 162:969-74.

18. Becker FS, Martinez FJ, Brunsting LA, Deeb GM, Flint A, Lynch JP 3d. Limitations of spirometry in detecting rejection after single-lung transplantation. Am J Respir Crit Care Med. 1994; 150:159-66.

19. Millet B, Higenbottam TW, Flower CD, Stewart S, Wallwork J. The radiographic appearances of infection and acute rejection of the lung after heart-lung transplantation. Am Rev Respir Dis. 1989; 140:62-7.

20. Higenbottam T, Stewart S, Penketh A, Wallwork J. Transbronchial lung biopsy for the diagnosis of rejection in heart-lung transplant patients. Transplantation. 1988; 46:532-9.


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