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EDITORIAL

Medicine and the Holocaust: Learning More of the Lessons

right arrow Barron H. Lerner, MD, and David J. Rothman, PhD

15 May 1995 | Volume 122 Issue 10 | Pages 793-794


It is no exaggeration to declare that the greatest blot on the record of medicine in the 20th century is the role played by German physicians in the Nazi era. At the postwar trial at Nuremberg, the court found 15 German physicians guilty of war crimes and sentenced 7 of them to death [1]. After the trial, the German medical establishment carefully cultivated the theory that the violations that had occurred were the acts of this handful of physicians working in a few notorious concentration camps [2]. Until the mid-1960s, most commentators accepted this version of the events. Not the profession of medicine, but only a few Nazi henchmen—more madmen than men of science—were implicated in the Holocaust. Indeed, the trial of the Nazi physicians at Nuremberg, the verdict, and even the Nuremberg Code did not receive sustained attention between 1945 and 1965. Events in Nazi Germany seemed altogether irrelevant to physicians in the United States.

We now know better. The profession, not just a handful of physicians, was implicated in the gross offenses that occurred under Nazi rule. Beginning in the 1980s, many historians, German and American, have shown how pervasive the corruption was and the full extent to which Nazism permeated German medicine [3-7]. Fully 45% of German physicians belonged to the Nazi party, a percentage higher than that for any other profession [8]. Dissenters were scarce.

German physicians began to elevate service to the state above medical ethics well before the Final Solution was implemented in 1942, and even before the Nazi party took power in 1932. In the opening years of the 20th century, German physicians promoted policies of racial hygiene and eugenics in their eagerness to limit the reproduction of persons believed to have hereditary deficiencies. Between 1933 and 1939, they sterilized an estimated 400 000 Germans with mental disturbances [9]. German psychiatrists designed and implemented the notorious T-4 program, in which so-called euthanasia was done on handicapped or retarded children and adults [10, 11]. In effect, the goal of producing a pure Aryan race took precedence over such fundamental ethical principles as the integrity of the body and commitment to the well-being of the individual patient.

During the war years, Nazi propaganda—with the active cooperation of physicians—depicted Jews as a metaphor for disease, thereby legitimating the horrors of the Final Solution [12]. Physicians also put to death psychiatric patients to free up hospital beds for military purposes [13], and they were critical to the operation of concentration camps, doing grisly experiments on prisoners and deciding who was fit enough to work and who should be exterminated. As Bruno Muller-Hill has concluded [14], Germans saw Auschwitz as a "shrine to science and technology," and it was the medical profession that promoted this perversion.

The article by Ernst in this issue [15] adds to our understanding of the role of the medical profession and Nazism in two important ways. First, we learn that the corruption of physicians was not unique to Germany. Ernst illuminates the events that occurred in the Vienna Faculty of Medicine, beginning with the Nazi takeover in March 1938. As in Germany, we find the expulsion of Jewish faculty members, the filling of vacated posts with former colleagues willing to swear loyalty to Hitler, and the subsequent participation of these persons in "euthanasia" programs and human experimentation.

Second, Ernst's story reminds us how critical self-interest was in shaping the events that occurred. Like their German counterparts [16], Austrian physicians were not so much ideologues as petty opportunists. Getting rid of Jewish faculty promised not only more paying patients but also academic advancement. The shame of the profession was not only that it succumbed to noxious ideas but that it could not withstand simple and straightforward greed and ambition.

The prominent role of Jews in medicine in Vienna made the events in the Faculty particularly dramatic. Seventy-eight percent of the Faculty was forced out, a percentage larger than that in any other European university faculty. Ernst notes that the remaining professors "turned a blind eye, were afraid, or converted to Nazism" [15]. These events left the Faculty, once home to numerous Nobel Laureates, depleted of outstanding researchers and teachers—a situation that persisted for years after the war. But they created vacancies for those who otherwise would not have qualified for positions.

The conspiracy of silence characteristic of the German medical profession in the immediate postwar period [7] was no less powerful in Austria. Viennese Faculty members who had "indisputably committed atrocities," such as exposing Dachau inmates to freezing seawater, were allowed to resume their careers; anatomical specimens from the corpses of executed persons remained (and still remain) in use. That Ernst's account is the first to outline this history shows how thoroughly memory was repressed.

Why should we revisit these events years later? Not because we anticipate another Holocaust but because the medical profession must be ever alert to challenges to the integrity of its ethics, particularly when they emanate from state authority. The record of the U.S. medical profession is, on the whole, commendable, but important lapses have occurred in the United States as well as in other countries. Between 1907 and 1941, U.S. physicians sterilized nearly 40 000 persons, almost all of them mentally disabled and incapable of giving consent [17, 18]. Routine reports of Nazi sterilization and "euthanasia" programs in the Journal of the American Medical Association generated little response [19]. During the "hot war" of 1940 to 1945, U.S. investigators often ignored consent in their clinical experiments to discover antidotes for dysentery or malaria [20]. Later, physicians during the "cold war" ignored consent when researching the effects of radiation on the body [21]. Indeed, between 1945 and 1965, physicians in their "war against disease" often allowed the needs of research to trump individual well- being [22].

Today, U.S. medicine confronts new ethical challenges. These include the stance of the profession toward state-sanctioned capital punishment (should the physician be anywhere near the execution chamber?) and toward legislative approval for physician-assisted suicide or aid-in-dying (can an ethic of "do no harm" be reconciled with such an act?) [23, 24]. At the same time, as U.S. medicine undergoes its most profound reorganization to date, physician self-interest is directly pitted against the well-being of patients (what medical services may primary care gatekeepers limit or withhold to receive financial rewards?) [25].

Medicine's role in the Holocaust is now being explored with commendable vigor. The decision by Ernst to tell a story heretofore only whispered about is altogether praiseworthy. It is incumbent on the medical profession to read these findings closely, not only to get the record right, but to remind itself of the perils that follow when its ethics take second place to external demands. The Hippocratic Oath has lost none of its relevance: "I will use my power to help the sick to the best of my ability and judgment; I will abstain from harming or wronging any man by it."


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Columbia University; New York, NY 10032
Requests for Reprints: Barron H. Lerner, MD, Center for the Study of Society and Medicine, Columbia University, 650 West 168th Street, New York, NY 10032.
Grant Support: Dr. Lerner is an Arnold P. Gold Foundation Assistant Professor of Medicine.


References
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1. Annas GJ, Grodin MA, eds. The Nazi Doctors and the Nuremberg Code: Human Rights in Human Experimentation. New York: Oxford Univ Pr; 1992:94-107.

2. Wickler D, Barondess J. Bioethics and anti-bioethics in light of Nazi medicine: what must we remember? Kennedy Institute of Ethics Journal. 1993; 3:39-55.

3. Lifton RJ. The Nazi Doctors: Medical Killing and the Psychology of Genocide. New York: Basic Books; 1986.

4. Muller-Hill B. Murderous Science: Elimination by Scientific Selection of Jews, Gypsies and Others, Germany 1933-1945. Oxford: Oxford Univ Pr; 1988.

5. Proctor R. Racial Hygiene: Medicine under the Nazis. Cambridge, Massachusetts: Harvard Univ Pr; 1988.

6. Kater MH. Doctors under Hitler. Chapel Hill: Univ of North Carolina Pr; 1989.

7. Pross C. Breaking through the postwar coverup of Nazi doctors in Germany. J Med Ethics. 1991; 17(Suppl):13-6.

8. Kater MH. Doctors under Hitler. Chapel Hill: Univ of North Carolina Pr; 1989:56.

9. Proctor R. Racial Hygiene: Medicine under the Nazis. Cambridge, Massachusetts: Harvard Univ Pr; 1988:108.

10. Gallagher HG. By Trust Betrayed: Patients, Physicians, and the License to Kill in the Third Reich. New York: Henry Holt; 1990.

11. Burleigh M. Death and Deliverance: "Euthanasia" in Germany c. 1900-1945. Cambridge: Cambridge Univ Pr; 1994.

12. Lifton RJ. The Nazi Doctors: Medical Killing and the Psychology of Genocide. New York: Basic Books; 1986:16.

13. Burleigh M. Death and Deliverance: "Euthanasia" in Germany c. 1900-1945. Cambridge: Cambridge Univ Pr; 1994:259.

14. Muller-Hill B. From Daedalus to Mengele: the dark side of human genetics. Genome. 1989; 31:876-8.

15. Ernst E. A leading medical school seriously damaged: Vienna 1938. Ann Intern Med. 1995; 122:789-92.

16. Proctor R. Racial Hygiene: Medicine under the Nazis. Cambridge, Massachusetts: Harvard Univ Pr; 1988; 142-66.

17. Reilly PR. The Surgical Solution: A History of Involuntary Sterilization in the United States. Baltimore: Johns Hopkins Univ Pr; 1991:97.

18. Kuhl S. The Nazi Connection: Eugenics, American Racism, and German National Socialism. New York: Oxford Univ Pr; 1994.

19. Seidelman WE. Medical selection: Auschwitz antecedents and effluent. Int J Health Serv. 1991; 21:401-15.

20. Rothman DJ. Strangers at the Bedside: A History of How Law and Bioethics Transformed Medical Decision Making. New York: Basic Books; 1991:30-50.

21. Hilts PJ. Panel finds wide debate in 40's on the ethics of radiation tests at dawn of atomic age. New York Times. 1994 Oct 12: A1, A16.

22. Beecher HK. Ethics and clinical research. N Engl J Med. 1966; 274:1354-60.

23. Quill TE, Cassel CK, Meier DE. Care of the hopelessly ill. Proposed clinical criteria for physician-assisted suicide. N Engl J Med. 1992; 327:1380-4.

24. Physician participation in capital punishment. Council on Ethical and Judicial Affairs, American Medical Association. JAMA. 1993; 270:365-8.

25. Rodwin MA. Conflicts in managed care. N Engl J Med. 1995; 332:604-7.

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History of Medicine
A Leading Medical School Seriously Damaged: Vienna 1938
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Annals 1995 122: 789-792. [ABSTRACT][Full Text]  



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